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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-06-13 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
401 S Tryon Street, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Charlotte | NC | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
TATIZ TREAZURES AND LOGIZTIKS INC; INV RELATED; CHARLOTTE, NC; 100% OWNERSHIP; START DATE 4/5/2024; 80 HOURS PER MONTH; 0 DURING TRADING; OWNER - CONNECTING SHIPPERS OF MERCHANDISE WITH DRIVERS/CARRIERS. VEHO DRIVER ; NOT INV RELATED; ATLANTA, GA; DELIVERING GOODS; DRIVER; START DATE: 10/20/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING; UBER DRIVER ; NOT INV RELATED; SAN FRANCISCO, CA; DELIVERING ; DRIVER; START DATE: 10/20/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING;| FRAYT DRIVER ; NOT INV RELATED; CINCINNATI, OH; DELIVERING ; DRIVER; START DATE: 10/20/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING;| CURRI DRIVER ; NOT INV RELATED; VENTURA, CA; DELIVERING GOODS; DRIVER; START DATE: 10/20/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING; | LYFT ; NOT INV RELATED; CHARLOTTE, NC; DELIVERING GOODS;DRIVER; START DATE: 10/20/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING; | AMAZON FLEX ; NOT INV RELATED; CHARLOTTE,NC; DELIVER PACKAGES; DRIVER; START DATE: 10/20/2025; 40 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-17 |
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