Brenda Cox Allen

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  Securities America Inc.
  La Vista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2018-02-15 → 2024-06-14
  Securities America Advisors, Inc.
  La Vista, NE

Other Businesses

1.RENTAL PROPERTY POSITION: Property owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/1994 ADDRESS: 3015 Cass, Omaha NE 68131, United States DESCRIPTION: My husband and I own a private residence that has been split into 3 apartments. We maintain the property for use by renters. 2.ELECTION WORKER POSITION: Volunteer NATURE: Election worker for Douglas County Election Commission INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/03/2020 ADDRESS: 1222 W. Center Rd, Omaha NE 68144, United States DESCRIPTION: Working at a polling site. 3.THE ULTIMATE JOURNEY POSITION: Group Director and facilitator NATURE: I serve in a volunteer position under Omaha Rapid Response (ORR), as Group Director, and group facilitator, for The Ultimate Journey. I am not a member of ORR, but was asked by their director to serve in this role because of my prior experience with The Ultimate Journey. The Ultimate Journey (TUJ) is an organization, based in Des Moines, IA, that provides materials to groups that meet for mutual encouragement and spiritual growth. I have participated in TUJ groups for more than 10 years. I began facilitating groups in 2015. I am not compensated by either ORR or TUJ. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2018 ADDRESS: 2980 99th St, PO Box 3841, Des Moines IA 50322, United States DESCRIPTION: I will perform administrative duties as the Group Director. I will facilitate a group of 6-8 people as we work through the materials. We meet weekly, and share our life stories, and what we have learned from the material. 4.OMAHA RAPID RESPONSE POSITION: Group director and facilitato NATURE: Volunteer Group Coordinator INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 10/16/2018 ADDRESS: PO Box 53, Boystown NE 68010, United States DESCRIPTION: I serve in a volunteer position with Omaha Rapid Response (ORR), as Group Director, and group facilitator, for The Ultimate Journey. I am not a member of ORR, but was asked by their director to serve in this role because of my prior experience with The Ultimate Journey. The Ultimate Journey (TUJ) is an organization, based in Des Moines, IA, that provides materials to groups that meet for mutual encouragement and spiritual growth. I have participated in TUJ groups for more than 10 years. I began facilitating groups in 2015. I will also perform administrative duties as Group Director. I will facilitate a group of 6-8 people as we work through the materials. We meet weekly, and share our life stories, and what we have learned from the material. 5.TRUSTEE POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/05/2021 ADDRESS: 3009 Cass St, Omaha NE 68131, United States DESCRIPTION: I am a trustee on the Revocable Trust with my husband, held at Schwab.

Exams

• S66 Uniform Combined State Law Examination
  2018-02-12