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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-08-09
  • IL RA
    APPROVED
    Since 2022-08-09

Branch Locations

14225 95Th Ave Suite 422, Orland Park, IL 60462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Barrington IL 08/2014 01/2019
Charles Schwab Bank Barrington IL 05/2016 01/2019
Jp Morgan Securities, Llc Glendale Heights IL 02/2019 05/2022
Jp Morgan Chase Bank, N.A. Glendale Heights IL 02/2019 05/2022
Charles Schwab & Co., Inc. Orland Park IL 06/2022 Present
Charles Schwab Bank, Ssb Orland Park IL 06/2022 Present
Previous Registrations
  • 2019-02-12 → 2022-05-21
    Glendale Heights, IL
    Glendale Heights, IL
    Glendale Heights, IL
    Hoffman Estates, IL
    Glendale Heights, IL
  • 2017-08-31 → 2019-01-10
    Phoenix, AZ
    Chicago, IL
    South Barrington, IL
    Schaumburg, IL
Other Businesses

1) Mavericks Swim Club | Investment Related:No|1701 Quincy Ave #28|Naperville|Illinois|60540|United States|Sports/Physical Recreation|Assistant Swim Coach|8/1/2016|Less than 20|0|I help coach a children's swim club

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-31
S63 Uniform Securities Agent State Law Examination 2014-11-14
  • S66 Uniform Combined State Law Examination
    2017-08-31
  • S63 Uniform Securities Agent State Law Examination
    2014-11-14

View on SEC IAPD

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