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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | Hamburg | NY | 01/2017 | 08/2018 |
| Unemployed | Buffalo | NY | 08/2016 | 12/2016 |
| Peak Brokerage Services, Llc | Palm Beach Gardens | FL | 08/2018 | 08/2019 |
| Blackridge Asset Management | Williamsville | NY | 08/2018 | 08/2019 |
| Cadaret Grant & Co., Inc | Cassadagna | NY | 08/2019 | 07/2025 |
| Lpl Financial Llc | Cassadaga | NY | 07/2025 | Present |
1 - 07/2025 - Witco, Inc. - Business Owner - Not Inv Related - 80 Hours/Month - 20 Hours During Trading - Cassadaga, NY - OBA Start Date: 03/31/2021. 2 - 07/2025 - Alec Witkowski - Non-Variable Insurance - Inv Related - 10 Hours/Month - 5 Hours During Trading - Buffalo, NY - OBA Start Date: 05/15/2018. 3 - 07/2025 - Alec Witkowski - Property and Casualty - Inv Related - 10 Hours/Month - 5 Hours During Trading - Buffalo, NY - OBA Start Date: 11/04/2019 4 - 07/2025 - Keller Williams - Mortgage/Real Estate Services - Inv Related - 10 Hours/Month - 5 Hours During Trading - Williamsville, NY - OBA Start Date: 04/24/2025 5 - 07/2025 - Alec John LLC - Business Owner - Not Inv Related - 10 Hours/Month - 5 Hours During Trading - Cassadaga, NY - OBA Start Date: 04/24/2025 6 - 07/2025 - Wit's Real Estate Holdings LLC - Real Estate Rental - Inv Related - 1 Hour/Month - 0 Hour During Trading - Cassadaga, NY - OBA Start Date: 03/31/2021.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-24 |
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