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Alec John Witkowski

LPl Financial LLC

Cassadaga, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-10
  • NY RA
    APPROVED
    Since 2025-07-10

Branch Locations

86 N. Main Street, Cassadaga, NY 14718 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Hamburg NY 01/2017 08/2018
Unemployed Buffalo NY 08/2016 12/2016
Peak Brokerage Services, Llc Palm Beach Gardens FL 08/2018 08/2019
Blackridge Asset Management Williamsville NY 08/2018 08/2019
Cadaret Grant & Co., Inc Cassadagna NY 08/2019 07/2025
Lpl Financial Llc Cassadaga NY 07/2025 Present
  • 01/2017 → 08/2018
    Lincoln Financial Securities Corporation
    Hamburg, NY
  • 08/2016 → 12/2016
    Unemployed
    Buffalo, NY
  • 08/2018 → 08/2019
    Peak Brokerage Services, Llc
    Palm Beach Gardens, FL
  • 08/2018 → 08/2019
    Blackridge Asset Management
    Williamsville, NY
  • 08/2019 → 07/2025
    Cadaret Grant & Co., Inc
    Cassadagna, NY
  • 07/2025 → Present
    Cassadaga, NY
Previous Registrations
  • 2020-01-06 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Cheektowaga, NY
    Williamsville, NY
    Cassadaga, NY
    Syracuse, NY
  • 2018-08-12 → 2019-08-22
    Jupiter, FL
  • 2017-01-23 → 2018-08-13
    Osaic Fs, Inc.
    Hamburg, NY
  • 2014-12-26 → 2016-07-25
    New York, NY
Other Businesses

1 - 07/2025 - Witco, Inc. - Business Owner - Not Inv Related - 80 Hours/Month - 20 Hours During Trading - Cassadaga, NY - OBA Start Date: 03/31/2021. 2 - 07/2025 - Alec Witkowski - Non-Variable Insurance - Inv Related - 10 Hours/Month - 5 Hours During Trading - Buffalo, NY - OBA Start Date: 05/15/2018. 3 - 07/2025 - Alec Witkowski - Property and Casualty - Inv Related - 10 Hours/Month - 5 Hours During Trading - Buffalo, NY - OBA Start Date: 11/04/2019 4 - 07/2025 - Keller Williams - Mortgage/Real Estate Services - Inv Related - 10 Hours/Month - 5 Hours During Trading - Williamsville, NY - OBA Start Date: 04/24/2025 5 - 07/2025 - Alec John LLC - Business Owner - Not Inv Related - 10 Hours/Month - 5 Hours During Trading - Cassadaga, NY - OBA Start Date: 04/24/2025 6 - 07/2025 - Wit's Real Estate Holdings LLC - Real Estate Rental - Inv Related - 1 Hour/Month - 0 Hour During Trading - Cassadaga, NY - OBA Start Date: 03/31/2021.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-24
  • S66 Uniform Combined State Law Examination
    2014-12-24
Other Names
  • Alec Witkowski

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