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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Fredonia | NY | 03/2022 | Present |
| Krispy Kreme | Charlotte | NC | 02/2021 | 03/2022 |
| Vaco Llc | Charlotte | NC | 09/2020 | 02/2021 |
| Unemployed | Charlotte | NC | 04/2020 | 09/2020 |
| Canteen Vending Services A Division Of Compass Group Usa | Charlotte | NC | 03/2017 | 04/2020 |
| Canteen Vending Services A Division Of Compass Group Usa | Charlotte | NC | 08/2015 | 03/2017 |
| Community Bank | Fredonia | NY | 03/2022 | Present |
1. 07/21/2022 - COMMUNITY INVESTMENT SERVICES, INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ FREDONIA, NY 2. 11/07/2022 - Andersen Cuddihy Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/26/2022 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 12/12/2023 - Community Investment Services - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-06 |
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