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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-10-07 |
Branch Locations
619 W Main St, St Charles, IL 60174 • United States
Geneva, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments | Chicago | IL | 05/2016 | 08/2020 |
| Fidelity Investments | Geneva | IL | 08/2020 | 10/2021 |
| Ameriprise Financial Services, Llc | St Charles | IL | 10/2021 | Present |
Board of Directors; Tri City Chargers Youth Football; Volunteer; Peck Road, , St Charles, IL, 60174; Not Investment-Related; 02/10/2025; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-03 |
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