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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-02-18 |
Branch Locations
6725 Thomasville Rd, Tallahassee, FL 32312 • United States
4472 Lafayette St, Marianna, FL 32446 • United States
1741 Old St. Augustine Road, Tallahassee, FL 32301 • United States
815 West Madison St Unit B112, Tallahassee, FL 32304 • United States
11395 Us 319 North, Thomasville, GA 31757 • United States
2073 Summit Lake Drive, Tallahassee, FL 32317 • United States
1460 Capital Circle Nw, Tallahassee, FL 32303 • United States
1830-B Norman Drive, Valdosta, GA 31602 • United States
6725 Thomasville Rd, Tallahassee, FL 32312 • United States
3343 Thomasville Road, Tallahassee, FL 32308 • United States
11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-07-10 |
| GA | RA | APPROVED | 2019-07-08 |
Branch Locations
2330 Mahan Drive, Tallahassee, FL 32308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Tallahassee | FL | 08/2014 | 07/2017 |
| Park Avenue Securities Llc | Tallahassee | FL | 11/2014 | 07/2017 |
| Lpl Financial Llc | Tallahassee | FL | 08/2017 | Present |
| First Commerce Credit Union | Tallahassee | FL | 07/2017 | Present |
| Independent Advisor Alliance | Tallahassee | FL | 07/2019 | Present |
1)8/24/17- Six Pillars Financial Advisors- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)7/2/2019 - Six Pillars Financial Advisors- DBA for IAA Business (entity for IAA business)- Inv. Related- at reported business location(s)- 100% 3)7/2/2019 - Independent Advisor Alliance - RIA only - IAR - Charlotte, NC - 0% 4. 08/06/2019 - Independent Advisor Alliance, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:07/17/2017 - 160 hrs/mo - 7 hrs during trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 08/06/2019 - Independent Advisor Alliance, LLC - DBA:(Hybrid) Six Pillars Financial Advisors - Investment related - At reported business location(s) - Registered Investment Advisor DBA - start date: 07/17/2017 - 160 hrs/mo - 7 hrs during trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-05 |
| S63 | Uniform Securities Agent State Law Examination | 2015-09-01 |
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