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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-30
OH RA APPROVED 2016-05-17
  • CO RA
    APPROVED
    Since 2023-11-30
  • OH RA
    APPROVED
    Since 2016-05-17

Branch Locations

120 West Kemper Rd, Cincinnati, OH 45246 • United States

2998 Cunningham Dr, Evendale, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 09/2012 Present
Fifth Third Securities Cincinnati OH 07/2014 Present
  • 09/2012 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 07/2014 → Present
    Fifth Third Securities
    Cincinnati, OH
Other Businesses

APM Properties LLC - Trenton, OH 45067 - residential property rental - nominal hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-23
S63 Uniform Securities Agent State Law Examination 2014-09-08
  • S65 Uniform Investment Adviser Law Examination
    2016-05-23
  • S63 Uniform Securities Agent State Law Examination
    2014-09-08

View on SEC IAPD

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