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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-01-04 |
| NC | RA | APPROVED | 2018-11-16 |
Branch Locations
1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Durham | NC | 12/2015 | 03/2018 |
| Wells Fargo Clearing Services, Llc | Chapel Hill | NC | 11/2018 | Present |
| Unemployed | Chapel Hill | NC | 03/2018 | 09/2018 |
| Ihs Markit | Raleigh | NC | 10/2018 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-08 |
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