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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
NC RA APPROVED 2018-11-16
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • NC RA
    APPROVED
    Since 2018-11-16

Branch Locations

1220 Environ Way Ste 1220, Chapel Hill, NC 27517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Durham NC 12/2015 03/2018
Wells Fargo Clearing Services, Llc Chapel Hill NC 11/2018 Present
Unemployed Chapel Hill NC 03/2018 09/2018
Ihs Markit Raleigh NC 10/2018 10/2018
  • 12/2015 → 03/2018
    Scottrade
    Durham, NC
  • 11/2018 → Present
    Chapel Hill, NC
  • 03/2018 → 09/2018
    Unemployed
    Chapel Hill, NC
  • 10/2018 → 10/2018
    Ihs Markit
    Raleigh, NC
Previous Registrations
  • 2016-09-15 → 2018-03-09
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-08
  • S66 Uniform Combined State Law Examination
    2014-10-08
Other Names
  • Brandon Lawrence
  • Brandon Lawrence

View on SEC IAPD

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