Vincent Michael Tassone

Current Employers

Employment History

• 03/2023 → 06/2024
  Regional Investment Advisors, Llc
  Philadelphia, PA
• 07/2015 → 03/2023
  First Trust Portfolios L.P.
  Wheaton, IL
• 07/2015 → 03/2023
  First Trust Advisors L.P.
  Wheaton, IL
• 06/2024 → 07/2024
  Icapital Markets Llc
  New York, NY
• 06/2024 → 07/2024
  Institutional Capital Network, Inc.
  New York, NY
• 10/2024 → 01/2025
  Raymond James & Associates, Inc
  Mount Laurel, NJ
• 12/2023 → 10/2024
  Vinni'S Pizza West Deptford, Llc
  West Deptford, NJ
• 01/2025 → 03/2026
  Causeway Securities Llc
  New York, NY
• 03/2026 → Present
  Realta Equities, Inc.
  Wilmington, DE
• 03/2026 → Present
  Realta Investment Advisors, Inc.
  Wilmington, DE

Previous Registrations

• 2024-10-16 → 2024-12-20
  Raymond James & Associates, Inc.
  Mount Laurel, NJ
• 2023-05-04 → 2023-11-27
  Regional Investment Advisors, Llc
  Philadelphia, PA
• 2015-07-14 → 2023-03-10
  First Trust Advisors Lp
  Austin, TX
  Wheaton, IL
  Wheaton, IL
  Philadelphia, PA
  Philadelphia, PA

Other Businesses

(1) A2 INVESTMENT PARTERS, INVESTMENT RELATED; 1125 ATLANTIC AVE 3RD FL ATLANTIC CITY, NJ 08401; START: 3/2026; A2INVESTMENTPARTNERS.COM; WHOLESALE INVESTMENT DISTRIBUTION; FLAT FEE/COMMISSIONS; 160 HOURS PER MONTH DURING NORMAL TRADING HOURS. (2) LEGACY PRESERVATION HOSPITALITY HOLDINGS, LLC; NOT INVESTMENT RELATED; 3 E LECATO AVE WEST DEPTFORD, NJ 08086; START: 3/2026; WEACQUIREBUSINESS.COM; NO COMPENSATION; HOLDING COMPANY FOR RESTATURANTS; 5 HOURS PER MONTH NONE DURING NORMAL TRADING HOURS. (3) PRECEPT; NOT INVESTMENT RELATED; START: 3/2026; HTTPS://PRECEPT.SH; SALES TOOL; COMMISSIONS; 10 HOURS PER MONTH DURING NORMAL TRADING HOURS. (4) REALTA INVESTMENT ADVISORS, INC; INVESTMENT RELATED; 1201 N ORANGE ST STE 729 WILMINGTON, DE 19801; START: 3/2026; WWW.REALTAWEALTH.COM; ADVISORY FEES; INVESTMENT ADVISORY SERVICES; INVESTMENT ADVISOR REPRESENTATIVE; 20-30 HOURS PER WEEK DURING NORMAL TRADING HOURS. (5) ROMINA DAY; NOT INVESTMENT RELATED; START: 3/2026; ROMINADAY.COM; COMMISSIONS; AI SOFTWARE-SALES TO ENTERPRISE FIRM SAAS; 10 HOURS PER MONTH DURING NORMAL TRADING HOURS. (6) VINNI'S PIZZA; NOT INVESTMENT RELATED; START: 12/2023; 3 E LECATO AVE WEST DEPTFORD, NJ 08086; VINNISPIZZANJ.COM; STRATEGIC ADVICE FOR FAMILY BUSINESS; NO COMPENSATION; 5 HOURS PER MONTH NONE DURING NORMAL TRADING HOURS. (7) WEALTH MOSAIC; INVESTMENT RELATED: START: 3/2026; HTTPS://WWW.THEWEALTHMOSAIC.COM; COMMISSIONS; SALES 10 HOURS PER MONTH DURING NORMAL TRADING HOURS. (8) WEALTH TECHNOLOGY SALES; STORYLINE, NOT INVESTMENT RELATED; START: 3/2026; HTTPS://STORYLINE.COM; SALES TO ENTRPRISE FIRMS (SAAS); COMMISSIONS; 10 HOURS PER MONTH DURING NORMAL TRADING HOURS. (9) NATIONAL LIBERTY MUSEUM; START: 6/2026; NOT INVESTMENT RELATED; 321 CHESTNUT ST PHILADELPHIA, PA 19106; MEMBER OF THE BOARD OF DIRECTORS/PROVIDING STATEGIC ADVICE OF VARIOUS INITIATIVES; NO COMPENSATION; 5 HOURS PER MONTH NONE DURING NORMAL TRADING HOURS. (10) A-SQUARED TECHNOLOGY PARTNERS; START: 8/2026; NOT INVESTMENT RELATED; 1125 ATLANTIC AVE 3RD FL ATLANTIC CITY, NJ 08401; CO-FOUNDER/MANAGING PARTNER - TECHNOLOGY CONSULTING; COMPENSATION - REVENUE SHARES AND GENERAL CONSULTING FEES; 5 HOURS PER MONTH DURING NORMAL TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2015-07-14

Other Names

• Vincent Michael Tassone
• Vincent M Tassone