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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2021-09-30
  • OK RA
    APPROVED
    Since 2021-09-30

Branch Locations

14501 E. 89Th St. N., Owasso, OK 74055 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oklahoma Christian University Edmond OK 05/2010 Present
Gwn Securities Inc Palm Beach Gardens FL 08/2014 Present
  • 05/2010 → Present
    Oklahoma Christian University
    Edmond, OK
  • 08/2014 → Present
    Palm Beach Gardens, FL
Other Businesses

NEW YORK LONG-TERM CARE BROKERS POSITION: agent NATURE: writing of life insurancea INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2015 ADDRESS: 11 Executive Park Drive, Clifton Park NY 12065 DESCRIPTION: writing of life insurance UNITED LIFE INSURANCE POSITION: agent NATURE: writing of life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2014 ADDRESS: 118 Second Avenue SE, PO Box 73909, Cedar Rapids IA 52407 DESCRIPTION: writing of life insurance Focus Financial,Is Investment Related,,Securities DBA,Financial Professional,2014-12-05,160 hours per month,160 hours per month during trading hours,Commission Compensation,Securities DBA FOCUS REAL ESTATE LLC NOT INVESTMENT RELATED; MANAGING PARTNER; NATURE: EXPENSE SHARING; 1 HOUR PER MONTH AND 0 DURING TRADING HOURS; ADDRESS: PO BOX 7, OWASSO OK 74055; START DATE: 01/01/2022; NO COMPENSATION; DESCRIPTION: I am the managing partner Me and my partner share office expenses, this is the entity that we use for that. GARRETT STEPHENSON LLC NOT INVESTMENT RELATED; OWNER; ADDRESS: 9479 E 139TH PL N, COLLINSVILLE OK 74021; 1 HOUR PER MONTH AND 0 DURING TRADING HOURS; NO COMPENSATION; DESCRIPTION: Owner of LLC, how I run my business. START DATE: 10/01/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-21
  • S66 Uniform Combined State Law Examination
    2014-08-21

View on SEC IAPD

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