Kenneth Don Grant

Current Employers

Employment History

• 08/2005 → 01/2017
  Lpl Financial, Llc
  Owasso, OK
• 08/2016 → Present
  Cwm, Llc
  Omaha, NE
• 01/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2008 → Present
  Waterstone Private Wealth Management
  Owasso, OK

Previous Registrations

• 2016-08-17 → 2016-08-25
  Lpl Financial Llc
  Owasso, OK
  Tulsa, OK
  Owasso, OK

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON WEALTH MANAGEMENT GROUP, CARSON GROUP PARTNERS AND CARSON GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONAL ADVISORY SERVICES; POSITION/TITLE/RELATIONSHIP: INVESTMENT ADVISORY REPRESENTATIVE; START DATE: 08/2016; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: INVESTMENT ADVISOR PROVIDING ADVISORY SERVICES TO ITS CLIENTS, INCLUDING DISCRETIONARY INVESTMENT MANAGEMENT AND FINANCIAL GUIDANCE; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 01/2017 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE 3. NAME OF OTHER BUSINESS: WATERSTONE PRIVATE WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2008 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR 4. NAME OF OTHER BUSINESS: GLOBAL WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: BUSINESS ENTITY START DATE: 04/2008 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: OWNER OF BUSINESS ENTITY FOR WATERSTONE 5. NAME OF OTHER BUSINESS: CHARACTER COIN, LLC INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: CHARITABLE START DATE: 04/2008 POSITION/TITLE/RELATIONSHIP: CEO / PRESIDENT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: PURCHASE COINS AND GIVE THEM AWAY TO SCHOOLS, CHAMBER AND INDIVIDUALS 6. NAME OF OTHER BUSINESS: CLC INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EDUCATION; START DATE: 06/2019; POSITION/TITLE/RELATIONSHIP: PRESENTER; LESS THAN ONE HR PER WEEK, MAY BE DURING TRADING HOURS; BRIEF DESCRIPTION OF DUTIES: DELIVER CLC PRESENTATIONS TO CORPORATE EMPLOYEE UNDER CIGNA'S HEALTH BENEFITS PLAN; 7. NAME OF OTHER BUSINESS: FAITH RANCH, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FAMILY FARM; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: HEAD RANCH HAND, HUNTING GUIDE/OUTFITTER; 8. NAME OF OTHER BUSINESS: HUCKLEBERRY MARINE LLC; INVESTMENT RELATED: NO;. ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BOAT CAPTAIN; 9. NAME OF OTHER BUSINESS: HUCKLEBERRY REAL ESTATE LLC; INVESTMENT RELATED: NO; ADDRESS: 351 W BK 1700 RD, STIGLER, OK 74462; NATURE OF BUSINESS: REAL ESTATE; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE HOUSE, COORDINATE WITH MAINTENANCE & HOUSEKEEPING SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2016-08-16
• S63 Uniform Securities Agent State Law Examination
  2005-11-01