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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2013-01-02
  • OK RA
    APPROVED
    Since 2013-01-02

Branch Locations

14501 E. 89Th St. N., Owasso, OK 74055 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 01/2013 Present
Previous Registrations
  • 2011-01-06 → 2013-01-02
    Legend Advisory, Llc
    Catoosa, OK
    Palm Beach Gardens, FL
Other Businesses

DBA-FOCUS FINANCIAL ADVISORS/COLA BLANCA DEER COMPANY, OWNER, RAISE/BUY/SELL DEER, PO BOX 550, CATOOSA, OK 74015, START 4/1/2006, TIME 1% INCOME 1%/FOUR ICE GUYS, PARTNER, ICE MACHINES, PO BOX 550, CATOOSA, OK 74015, START 12/15/2011, TIME 1% INCOME 1%/MISC LIFE, HEALTH & ANNUITIES-LIST ON FILE, TIME 5%, INCOME 5% LIMELIGHT VIDEOS POSITION: CONSULTANT NATURE: PRODUCE SPORTS VIDEOS OF ATHELETES INVESTMENT RELATED: NO NUMBER OF HOURS: 3 INVESTMENT RELATED HOURS: 1 START DATE: 08/15/2013 ADDRESS: 2208 N YELLOWWOOD AVE, BROKEN ARROW OK 74012 DESCRIPTION: HELPING GET SPORTS VIDEO COMPANY GOING  MOSTLY PR STUFF.  HANDING CARDS TALKING TO PEOPLE. C&P MOBILES POSITION: PART OWNER NATURE: BUYING AND RENTING MOBILE HOMES WITH MY DAUGHTER INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 08/23/2013 ADDRESS: PO BOX 550, CATOOSA OK 74015 DESCRIPTION: BUYING AND RENTING MOBILE HOMES. REFUGE AT NOWHERE POSITION: Owner NATURE: Farm INVESTMENT RELATED: No START DATE: 2023-02-14 NUMBER OF HOURS: 3 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours ADDRESS: PO BOX 7, Owasso, OK 74055 DESCRIPTION: 25% owner of a farm and hunting property TEN-NINE TECHNOLOGIES POSITION: Investor NATURE: Technology INVESTMENT RELATED: Is Not Investment Related START DATE: 2023-06-05 NUMBER OF HOURS: 0 hours per month SECURITIES TRADING HOURS: 0 hours per month during trading hours ADDRESS: PO BOX 7 Owasso, OK 74055 DESCRIPTION: Investor in a new technology company. Investor only.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-16
S63 Uniform Securities Agent State Law Examination 2000-05-26
  • S65 Uniform Investment Adviser Law Examination
    2010-12-16
  • S63 Uniform Securities Agent State Law Examination
    2000-05-26

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