Samuel Meza

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 02/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 08/2014 → 02/2021
  Bank Of America, N.A.
  Chandler, AZ
• 02/2021 → 07/2023
  Bancwest Investment Services Inc
  Tempe, AZ
• 02/2021 → 07/2023
  Bank Of The West
  Tempe, AZ
• 07/2023 → 07/2024
  Bmo Bank
  Tempe, AZ
• 12/2024 → 08/2025
  Morgan Stanley
  Gilbert, AZ
• 07/2024 → 12/2024
  Unemployed
  Phoenix, AZ
• 09/2025 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 09/2025 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 09/2025 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Previous Registrations

• 2024-12-17 → 2025-08-18
  Morgan Stanley
  Gilbert, AZ
• 2023-07-19 → 2024-07-11
  Lpl Financial Llc
  Tempe, AZ
  Tolleson, AZ
• 2021-03-12 → 2023-07-19
  Bancwest Investment Services, Inc.
  Tempe, AZ
  Omaha, NE
• 2014-10-20 → 2021-03-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  Chandler, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

• S66 Uniform Combined State Law Examination
  2014-10-17

Other Names

• Samuel Uriarte
• Samuel Uriarte Meza
• Samuel Meza Uriarte
• Samuel M Uriarte
• Samuel U Meza