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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2015-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Columbia | SC | 12/2014 | Present |
| George Starnes | Columbia | SC | 08/2015 | Present |
| Samuel Dowdy | Columbia | SC | 08/2015 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2015 | Present |
| David Van De Water | Columbia | SC | 08/2017 | Present |
1. 1901 PARTNERS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 11/16/2023, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. 100% OWNER, PARTRIDGE CIRCLE, LLC, LEGAL ENTITY, START DATE: 11/16/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-24 |
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