Rudy Alan De La Torre

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 05/2018
  Jp Morgan Securities Llc
  San Bernardino, CA
• 02/2014 → 05/2018
  Jp Morgan Chase Bank
  San Bernardino, CA
• 06/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Redlands, CA
• 06/2018 → Present
  Bank Of America, N.A.
  Redlands, CA

Exams

• S66 Uniform Combined State Law Examination
  2018-09-10
• S63 Uniform Securities Agent State Law Examination
  2014-09-18

Other Names

• Rudy De La Torre
• Rudy A De La Torre
• Rudy Allen Deletorre
• Rudy Alan De La Torre