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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-27 |
Branch Locations
2615 Calder Ave Ste 150, Beaumont, TX 77702-1957 • United States
2727 Allen Pkwy., Ste. 1500, Houston, TX 77019-2127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Winnie | TX | 08/2014 | 01/2017 |
| The Wood Group | Houston | TX | 01/2017 | 10/2018 |
| City Wide Maintenance | Houston | TX | 10/2018 | 11/2019 |
| Total Safety | Houston | TX | 05/2019 | 08/2020 |
| Lpl Financial, Llc | Beaumont | TX | 08/2020 | 09/2022 |
| Lpl Financial | Austin | TX | 09/2022 | 05/2025 |
| Ameriprise Financial Services, Llc | Beaumont | TX | 05/2025 | Present |
Independent Insurance Brokering; New ERA Life Insurance; 11/05/2025; Fixed Annuity / Philadelphia American Life Insurance Company; 11/05/2025; Fixed Annuity. Business Ownership; KA BELL LLC; Owner; Manage Ameriprise Business; 10263 Winzer Rd., , Beaumont , TX, 77705; Investment-Related; 05/16/2025; 60 hours per month; 40 to 59 during trading hours. Board of Directors; Texas Rice Festival; Golf Chairman / Advisory Board; 307 E Le Blanc Rd., , Winnie, TX, 77665; Not Investment-Related; 03/17/2021; 10 to 19 hours per month; 0 during trading hours. Outside Employment; KA Bell LLC; Owner; Manage advisory business; 10263 Winzer Rd., , Beaumont , TX, 77705; Investment-Related; 05/16/2025; 60 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-20 |
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