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Susan Elizabeth Peck

Evolution Financial LLC

Madison, WI

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Current Employers
Evolution Financial Llc

2701 International Lane Suite 203, Madison, WI 53704 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-09-27
  • WI RA
    APPROVED
    Since 2017-09-27

Branch Locations

2701 International Lane Suite 203, Madison, WI 53704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sva Plumb Wealth Management, Llc Madison WI 08/2016 09/2017
Evolution Financial Llc Madison WI 09/2017 Present
  • 08/2016 → 09/2017
    Sva Plumb Wealth Management, Llc
    Madison, WI
  • 09/2017 → Present
    Evolution Financial Llc
    Madison, WI
Previous Registrations
  • 2014-08-19 → 2017-09-27
    Sva Wealth Management, Llc
    Madison, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-19
  • S65 Uniform Investment Adviser Law Examination
    2014-08-19
Designations
Other Names
  • Sue Peck

View on SEC IAPD

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