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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

17 Lumber Road Suite 11, Roslyn, NY 11576 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Westbury NY 05/2014 07/2017
Park Avenue Securities Westbury NY 02/2015 07/2017
Guardian Life Insurance Company Roslyn NY 07/2017 Present
Park Avenue Securities Llc Roslyn NY 07/2017 Present
  • 05/2014 → 07/2017
    Guardian Life Ins
    Westbury, NY
  • 02/2015 → 07/2017
    Park Avenue Securities
    Westbury, NY
  • 07/2017 → Present
    Guardian Life Insurance Company
    Roslyn, NY
  • 07/2017 → Present
    Roslyn, NY
Other Businesses

1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 12/15/2025, Address: 18 Laurel Ave Glen Cove NY 11542, Duties: Insurance other than Guardian 5 total hours per month; 5 during securities trading hours, Investment related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-06-01
  • S63 Uniform Securities Agent State Law Examination
    2015-06-01

View on SEC IAPD

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