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5151 E Broadway Blvd Suite 1600, Tucson, AZ 85711 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-07-10 |
Branch Locations
5151 E Broadway Blvd Suite 1600, Tucson, AZ 85711 • United States
724 West Washington Street, Brainerd, MN 56401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-10-12 |
Branch Locations
724 West Washington Street, Brainerd, MN 56401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Brainerd | MN | 09/2014 | 06/2021 |
| Blum Capital Management Llc | Brainerd | MN | 08/2014 | Present |
| Oars-N-Mine | Crosby | MN | 07/2009 | 10/2017 |
| Cetera Advisor Networks Llc | El Segundo | CA | 06/2021 | 10/2022 |
| Blum Capital Management Llc | Brainerd | MN | 10/2022 | 02/2024 |
| Samuel Blum, Sole Proprietor | Brainerd | MN | 10/2016 | 09/2021 |
| Voya Financial Advisors | Brainerd | MN | 10/2014 | 06/2021 |
| Sunrise Wealth Management, Llc | Tucson | AZ | 02/2024 | Present |
| Blum Capital Management Llc | Brainerd | MN | 02/2024 | Present |
(1) NAME OF ENTITY: Brainerd Blue Line Boosters; No; 13230 Timberlane Drive; Baxter; MN; 56425; Non-Profit Organization; President; 8/1/2019; 10; 2; Operate Board, determine scopes of work and drive organization (2) NAME OF OTHER BUSINESS: BRAINERD AMATEUR HOCKEY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 502 JACKSON STREET; BRAINERD; MN; 56401; Non-profit youth organization; At-large board member; 05/01/2024; 10; 5; Work with organization to determine direction, resources, fundraising, marketing, and administrative oversight. (3) SUNRISE WEALTH MANAGEMENT, LLC; YES; RIA; OWNER/ INVESTMENT ADVISOR REPRESENTATIVE; 07/2024; 60/ HRS MO; 60/ HRS MO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-26 |
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