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Current Employers
Sunrise Wealth Management, Llc

5151 E Broadway Blvd Suite 1600, Tucson, AZ 85711 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-07-10
  • AZ RA
    APPROVED
    Since 2024-07-10

Branch Locations

5151 E Broadway Blvd Suite 1600, Tucson, AZ 85711 • United States

Blum Capital Management, Llc

724 West Washington Street, Brainerd, MN 56401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-10-12
  • MN RA
    APPROVED
    Since 2022-10-12

Branch Locations

724 West Washington Street, Brainerd, MN 56401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Brainerd MN 09/2014 06/2021
Blum Capital Management Llc Brainerd MN 08/2014 Present
Oars-N-Mine Crosby MN 07/2009 10/2017
Cetera Advisor Networks Llc El Segundo CA 06/2021 10/2022
Blum Capital Management Llc Brainerd MN 10/2022 02/2024
Samuel Blum, Sole Proprietor Brainerd MN 10/2016 09/2021
Voya Financial Advisors Brainerd MN 10/2014 06/2021
Sunrise Wealth Management, Llc Tucson AZ 02/2024 Present
Blum Capital Management Llc Brainerd MN 02/2024 Present
Previous Registrations
  • 2021-06-09 → 2022-10-13
    Cetera Wealth Services, Llc
    Brainerd, MN
    Maple Grove, MN
  • 2014-10-22 → 2021-06-09
    St Paul, MN
    Randall, MN
    Brainerd, MN
    Brainerd, MN
    Randall, MN
    Maple Grove, MN
Other Businesses

(1) NAME OF ENTITY: Brainerd Blue Line Boosters; No; 13230 Timberlane Drive; Baxter; MN; 56425; Non-Profit Organization; President; 8/1/2019; 10; 2; Operate Board, determine scopes of work and drive organization (2) NAME OF OTHER BUSINESS: BRAINERD AMATEUR HOCKEY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 502 JACKSON STREET; BRAINERD; MN; 56401; Non-profit youth organization; At-large board member; 05/01/2024; 10; 5; Work with organization to determine direction, resources, fundraising, marketing, and administrative oversight. (3) SUNRISE WEALTH MANAGEMENT, LLC; YES; RIA; OWNER/ INVESTMENT ADVISOR REPRESENTATIVE; 07/2024; 60/ HRS MO; 60/ HRS MO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-26
  • S66 Uniform Combined State Law Examination
    2014-09-26
Other Names
  • Samuel Blum

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