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Jimmy M Laffiteau

Morgan Stanley

Alpharetta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-12-02
TX RA APPROVED 2025-12-01
  • GA RA
    APPROVED
    Since 2025-12-02
  • TX RA
    APPROVED
    Since 2025-12-01

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Suwanee GA 05/2014 03/2019
Pruco Securities, Llc Suwanee GA 05/2014 03/2019
Morgan Stanley Alpharetta GA 11/2023 Present
Bold Catering Atlanta GA 01/2023 Present
Certa Pro Painters Woodstock GA 05/2022 01/2023
Dillard's Atlanta GA 10/2021 05/2022
Nordstrom's Atlanta GA 07/2021 10/2021
Dillard's Alpharetta GA 04/2020 07/2021
Fedex Ground Braselton GA 02/2020 04/2020
Carter's Braselton GA 03/2020 04/2020
Staffing Resources Suwanee GA 10/2019 01/2020
Gwinnett County Public Schools Suwanee GA 03/2019 10/2019
  • 05/2014 → 03/2019
    The Prudential Insurance Company Of America
    Suwanee, GA
  • 05/2014 → 03/2019
    Suwanee, GA
  • 11/2023 → Present
    Alpharetta, GA
  • 01/2023 → Present
    Bold Catering
    Atlanta, GA
  • 05/2022 → 01/2023
    Certa Pro Painters
    Woodstock, GA
  • 10/2021 → 05/2022
    Dillard's
    Atlanta, GA
  • 07/2021 → 10/2021
    Nordstrom's
    Atlanta, GA
  • 04/2020 → 07/2021
    Dillard's
    Alpharetta, GA
  • 02/2020 → 04/2020
    Fedex Ground
    Braselton, GA
  • 03/2020 → 04/2020
    Carter's
    Braselton, GA
  • 10/2019 → 01/2020
    Staffing Resources
    Suwanee, GA
  • 03/2019 → 10/2019
    Gwinnett County Public Schools
    Suwanee, GA
Previous Registrations
Other Businesses

*577367 - Michel Laffite LLC; Investment related-Yes; Sandy Springs, Georgia; Consulting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 5; Labor/Service *577391 - Poshmark HQ; Investment related-No; Redwood City, California; Retail/Online Stores; member of Poshmark (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 3; Sales/Marketing

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-01
S63 Uniform Securities Agent State Law Examination 2024-09-03
S65 Uniform Investment Adviser Law Examination 2015-07-08
  • S66 Uniform Combined State Law Examination
    2025-12-01
  • S63 Uniform Securities Agent State Law Examination
    2024-09-03
  • S65 Uniform Investment Adviser Law Examination
    2015-07-08
Other Names
  • James Michael Laffiteau
  • Jim Michael Laffiteau
  • James M Laffiteau

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