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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-12-02 |
| TX | RA | APPROVED | 2025-12-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Suwanee | GA | 05/2014 | 03/2019 |
| Pruco Securities, Llc | Suwanee | GA | 05/2014 | 03/2019 |
| Morgan Stanley | Alpharetta | GA | 11/2023 | Present |
| Bold Catering | Atlanta | GA | 01/2023 | Present |
| Certa Pro Painters | Woodstock | GA | 05/2022 | 01/2023 |
| Dillard's | Atlanta | GA | 10/2021 | 05/2022 |
| Nordstrom's | Atlanta | GA | 07/2021 | 10/2021 |
| Dillard's | Alpharetta | GA | 04/2020 | 07/2021 |
| Fedex Ground | Braselton | GA | 02/2020 | 04/2020 |
| Carter's | Braselton | GA | 03/2020 | 04/2020 |
| Staffing Resources | Suwanee | GA | 10/2019 | 01/2020 |
| Gwinnett County Public Schools | Suwanee | GA | 03/2019 | 10/2019 |
*577367 - Michel Laffite LLC; Investment related-Yes; Sandy Springs, Georgia; Consulting; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 5; Labor/Service *577391 - Poshmark HQ; Investment related-No; Redwood City, California; Retail/Online Stores; member of Poshmark (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 3; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-03 |
| S65 | Uniform Investment Adviser Law Examination | 2015-07-08 |
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