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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-05 |
| KY | RA | APPROVED | 2014-10-24 |
Branch Locations
101 Bullitt Ln, Louisville, KY 40222 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Louisville | KY | 07/2014 | Present |
| Bank Of America N.A. | Louisville | KY | 12/2014 | Present |
I*1661269 For profit or not for profit: Name of outside business organization: Investment related: no Address of business: Louisville, KY Nature of business: Position, title, association: Executor Start date of relationship: 02/09/2028 Number of hours devoted: 3 yearly Number of hours devoted during trading hours: 1 Duties: I* 1661270 For profit or not for profit: Name of outside business organization: Investment related: no Address of business: Louisville, KY Nature of business: Position, title, association: Executor Start date of relationship: 01/09/2029 Number of hours devoted: 3 yearly Number of hours devoted during trading hours: 1 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-23 |
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