Best Investors Account Sign in

Dawn Faigle

J.P. Morgan Securities LLC

Mohegan Lake, NY

CRD 6375792

Claim This Profile
Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2018-12-07
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2018-12-07

Branch Locations

3129 E Main St, Mohegan Lake, NY 10547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Patterson NY 07/2014 11/2016
Jpmorgan Securities Llc Patterson NY 07/2014 Present
Bedford Central School District Mt Kisco NY 02/2015 08/2020
Jp Morgan Chase Bank Na Somers NY 11/2016 10/2018
Jp Morgan Chase Bank Na Somers NY 10/2018 11/2018
Jpmorgan Chase Bank, N.A. Somers NY 12/2018 09/2019
Jpmorgan Chase Bank, N.A. Somers NY 09/2019 Present
  • 07/2014 → 11/2016
    Jpmorgan Chase Bank
    Patterson, NY
  • 07/2014 → Present
    Jpmorgan Securities Llc
    Patterson, NY
  • 02/2015 → 08/2020
    Bedford Central School District
    Mt Kisco, NY
  • 11/2016 → 10/2018
    Jp Morgan Chase Bank Na
    Somers, NY
  • 10/2018 → 11/2018
    Jp Morgan Chase Bank Na
    Somers, NY
  • 12/2018 → 09/2019
    Jpmorgan Chase Bank, N.A.
    Somers, NY
  • 09/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Somers, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-29
S63 Uniform Securities Agent State Law Examination 2014-08-21
  • S66 Uniform Combined State Law Examination
    2018-11-29
  • S63 Uniform Securities Agent State Law Examination
    2014-08-21
Other Names
  • Dawn J Faigle
  • Dawn Jill Faigle

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
EDWARD JONES
OSAIC INSTITUTIONS, INC.

Nearby Investors

NOAH Mahlon EBERHART
Marie Agnes Green
Paul Koerner

Nearby Offices

LPL FINANCIAL LLC · MOHEGAN LAKE, NY
EDWARD JONES · CORTLANDT MANOR, NY
J.P. MORGAN SECURITIES LLC · YORKTOWN HEIGHTS, NY

More in Mohegan Lake, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor