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Dawn Faigle

J.P. Morgan Securities LLC

Mohegan Lake, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2018-12-07
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2018-12-07

Branch Locations

3129 E Main St, Mohegan Lake, NY 10547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Patterson NY 07/2014 11/2016
Jpmorgan Securities Llc Patterson NY 07/2014 Present
Bedford Central School District Mt Kisco NY 02/2015 08/2020
Jp Morgan Chase Bank Na Somers NY 11/2016 10/2018
Jp Morgan Chase Bank Na Somers NY 10/2018 11/2018
Jpmorgan Chase Bank, N.A. Somers NY 12/2018 09/2019
Jpmorgan Chase Bank, N.A. Somers NY 09/2019 Present
  • 07/2014 → 11/2016
    Jpmorgan Chase Bank
    Patterson, NY
  • 07/2014 → Present
    Jpmorgan Securities Llc
    Patterson, NY
  • 02/2015 → 08/2020
    Bedford Central School District
    Mt Kisco, NY
  • 11/2016 → 10/2018
    Jp Morgan Chase Bank Na
    Somers, NY
  • 10/2018 → 11/2018
    Jp Morgan Chase Bank Na
    Somers, NY
  • 12/2018 → 09/2019
    Jpmorgan Chase Bank, N.A.
    Somers, NY
  • 09/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Somers, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-29
S63 Uniform Securities Agent State Law Examination 2014-08-21
  • S66 Uniform Combined State Law Examination
    2018-11-29
  • S63 Uniform Securities Agent State Law Examination
    2014-08-21
Other Names
  • Dawn J Faigle
  • Dawn Jill Faigle

View on SEC IAPD

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