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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-03-31 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Birmingham | AL | 08/2015 | 09/2021 |
| Bbva Compass Insurance Agency, Inc. | Birmingham | AL | 08/2015 | 04/2022 |
| Compass Bank | Birmingham | AL | 08/2015 | 09/2021 |
| Pnc Investments | Birmingham | AL | 09/2021 | 04/2022 |
| Protective Life Insurance Company | Birmingham | AL | 04/2022 | 09/2024 |
| Concourse Financial Group Securities Inc | Birmingham | AL | 04/2022 | 09/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | 02/2025 |
| Stonex Securities Inc. | Birmingham | AL | 03/2025 | Present |
| Stonex Advisors Inc. | Birmingham | AL | 03/2025 | Present |
| Stonex Group Inc. | Birmingham | AL | 03/2025 | Present |
| Stonex Financial Inc. | Birmingham | AL | 03/2025 | Present |
| Stonex International Securities Inc. | Birmingham | AL | 04/2026 | Present |
Registered Representative may be coded as employee of parent or an affiliate of the parent. The employee may also have various roles for the Firm's affiliates including but not limited to Board positions; please refer to Item 12 (employment section of the U4) for information. Hours may vary as dictated by corporate needs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-14 |
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