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Marianne Elizabeth Hobson

LPl Financial LLC

Kingston, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-19
  • NJ RA
    APPROVED
    Since 2020-11-19

Branch Locations

60 Pearl Street, Kingston, NY 12401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dunham & Associates Investment Counsel, Inc. San Diego CA 08/2016 09/2020
Lpl Financial Kingston NY 11/2020 Present
  • 08/2016 → 09/2020
    Dunham & Associates Investment Counsel, Inc.
    San Diego, CA
  • 11/2020 → Present
    Lpl Financial
    Kingston, NY
Previous Registrations
  • 2017-03-09 → 2020-09-18
    Dunham
    San Diego, CA
    San Diego, CA
    San Diego, CA
Other Businesses

1)11/2020 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INDEPENDENT FINANCIAL SERVICES - INVESTMENT RELATED - KINGSTON, NY 12401

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-21
  • S66 Uniform Combined State Law Examination
    2017-02-21
Other Names
  • Marianne Elizabeth Secreto

View on SEC IAPD

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FREDERICK PAUL WOODS
RICHARD DANIEL MARR
Christine Lynn Klee
SHAHEEN E SOLTANKHAH
Melanie Julia Hammond
KENNETH KIRK BEESMER

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MORGAN STANLEY · Kingston, NY
CETERA INVESTMENT ADVISERS LLC · KINGSTON, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · KINGSTON, NY
MML INVESTORS SERVICES, LLC · KINGSTON, NY
PROSPECT STREET HOLDINGS, LLC · KINGSTON, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Kingston, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · KINGSTON, NY

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