Christopher Sullivan

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-30

TX RA
APPROVED

Since 2024-04-30

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Comerica Securities	Austin	TX	07/2014	10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Austin	TX	10/2019	Present
Bank Of America, N.A.	Austin	TX	04/2025	Present

07/2014 → 10/2019

Comerica Securities

Austin, TX
10/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX
04/2025 → Present

Bank Of America, N.A.

Austin, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-04-29

S66 Uniform Combined State Law Examination

2024-04-29

Other Names

Christopher Robert Sullivan

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

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