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Paul Murray

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Denver, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2017-10-03
  • CO RA
    APPROVED
    Since 2017-10-03

Branch Locations

401 Union St, Seattle, WA 98101 • United States

370 17Th St, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 07/2014 06/2017
Jpmorgan Chase Bank Na Chicago IL 06/2014 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Denver CO 06/2017 Present
Bank Of America, N.A. Denver CO 07/2017 Present
  • 07/2014 → 06/2017
    J.P. Morgan Securities Llc
    Chicago, IL
  • 06/2014 → 06/2017
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 06/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Denver, CO
  • 07/2017 → Present
    Bank Of America, N.A.
    Denver, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-30
S63 Uniform Securities Agent State Law Examination 2014-09-24
  • S65 Uniform Investment Adviser Law Examination
    2017-09-30
  • S63 Uniform Securities Agent State Law Examination
    2014-09-24
Other Names
  • Paul Murray
  • Paul Harris Murray

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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