Jonathan Walter Szostek

Current Employers

Scarborough Capital Management

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-02-28
MO	RA	APPROVED	2024-02-26
MA	RA	APPROVED	2024-02-22
AZ	RA	APPROVED	2024-01-24
NV	RA	APPROVED	2024-01-11
GA	RA	APPROVED	2024-01-09
LA	RA	APPROVED	2024-01-09
NJ	RA	APPROVED	2024-01-08
OH	RA	APPROVED	2024-01-08
WV	RA	APPROVED	2024-01-08
AL	RA	APPROVED	2024-01-07
CA	RA	APPROVED	2024-01-07
CO	RA	APPROVED	2024-01-07
CT	RA	APPROVED	2024-01-07
DE	RA	APPROVED	2024-01-07
IL	RA	APPROVED	2024-01-07
IN	RA	APPROVED	2024-01-07
KS	RA	APPROVED	2024-01-07
KY	RA	APPROVED	2024-01-07
MI	RA	APPROVED	2024-01-07
MS	RA	APPROVED	2024-01-07
NY	RA	APPROVED	2024-01-07
NC	RA	APPROVED	2024-01-07
OK	RA	APPROVED	2024-01-07
PA	RA	APPROVED	2024-01-07
VA	RA	APPROVED	2024-01-07
WA	RA	APPROVED	2024-01-07
WI	RA	APPROVED	2024-01-07
MD	RA	APPROVED	2014-01-15
TX	RA	APPROVED	2014-01-15

FL RA
APPROVED

Since 2024-02-28
MO RA
APPROVED

Since 2024-02-26
MA RA
APPROVED

Since 2024-02-22
AZ RA
APPROVED

Since 2024-01-24
NV RA
APPROVED

Since 2024-01-11
GA RA
APPROVED

Since 2024-01-09
LA RA
APPROVED

Since 2024-01-09
NJ RA
APPROVED

Since 2024-01-08
OH RA
APPROVED

Since 2024-01-08
WV RA
APPROVED

Since 2024-01-08
AL RA
APPROVED

Since 2024-01-07
CA RA
APPROVED

Since 2024-01-07
CO RA
APPROVED

Since 2024-01-07
CT RA
APPROVED

Since 2024-01-07
DE RA
APPROVED

Since 2024-01-07
IL RA
APPROVED

Since 2024-01-07
IN RA
APPROVED

Since 2024-01-07
KS RA
APPROVED

Since 2024-01-07
KY RA
APPROVED

Since 2024-01-07
MI RA
APPROVED

Since 2024-01-07
MS RA
APPROVED

Since 2024-01-07
NY RA
APPROVED

Since 2024-01-07
NC RA
APPROVED

Since 2024-01-07
OK RA
APPROVED

Since 2024-01-07
PA RA
APPROVED

Since 2024-01-07
VA RA
APPROVED

Since 2024-01-07
WA RA
APPROVED

Since 2024-01-07
WI RA
APPROVED

Since 2024-01-07
MD RA
APPROVED

Since 2014-01-15
TX RA
APPROVED

Since 2014-01-15

Branch Locations

1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii Investments Inc	Annapolis	MD	12/2008	12/2017
Scarborough Advisors, Llc Dba Scarborough Capital Management	Annapolis	MD	11/2013	Present
Independent Financial Group, Llc	Annapolis	MD	01/2018	Present

12/2008 → 12/2017

Sii Investments Inc

Annapolis, MD
11/2013 → Present

Scarborough Advisors, Llc Dba Scarborough Capital Management

Annapolis, MD
01/2018 → Present

Independent Financial Group, Llc

Annapolis, MD

Previous Registrations

2008-01-03 → 2014-01-29

Scarborough Capital Management, Inc.

Annapolis, MD

Other Businesses

(1) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/02/2007 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: INVESTMENT ADVISOR REPRESENTATIVE OF SCARBOROUGH CAPITAL MANAGEMENT, AN SEC REGISTERED INVESTMENT ADVISER OFFERING ADVISORY SERVICES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-26

S66 Uniform Combined State Law Examination

2007-10-26

Designations

View on SEC IAPD

Current Employers

Scarborough Capital Management

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews