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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-05 |
| TX | RA | APPROVED | 2026-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Claremont | CA | 07/2014 | 04/2018 |
| Us Bank | Temecula | CA | 07/2018 | 06/2019 |
| U.S. Bancorp Investments, Inc. | Temecula | CA | 09/2018 | 06/2019 |
| J.P. Morgan Securities Llc | Temecula | CA | 06/2019 | 05/2022 |
| J.P. Morgan Securities Llc | Temecula | CA | 06/2022 | 02/2026 |
| Jpmorgan Chase Bank, N.A | Temecula | CA | 06/2022 | 02/2026 |
| Unemployed | Temecula | CA | 05/2018 | 06/2018 |
| Wells Fargo Clearing Services, Llc | Temecula | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-10 |
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