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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-25 |
| CA | RA | APPROVED | 2020-11-30 |
Branch Locations
4355 Town Center Blvd Ste 110, El Dorado Hills, CA 95762 • United States
400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | El Dorado Hills | CA | 04/2012 | Present |
| Wells Fargo Advisors Llc | El Dorado Hills | CA | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | El Dorado Hills | CA | 11/2016 | Present |
AMWAY, NOT INV RELATED, ADA, MI, INDEPENDENT DISTRIBUTOR, START 10/15/2012, 5 HOURS PER MONTH, ZERO DURING TRADING, DIRECT SALES. TBD; NOT INV RELATED; EL DORADO ,CA; RESELLING;100% OWNERSHIP; START DATE: 01/01/2020; 3 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-09 |
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