Keith Christopher Johnston

Current Employers

Employment History

• 07/2014 → Present
  Morgan Stanley
  Provo, UT
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY
• 08/2017 → Present
  Kestra Investment Services
  Provo, UT
• 08/2017 → Present
  Kestra Private Wealth Services
  Provo, UT

Previous Registrations

• 2014-09-24 → 2017-08-11
  Morgan Stanley
  Provo, UT

Other Businesses

Name: Brigham Young University Investment Related: No Address: CES Admissions A-41 ASB Provo UT 84602 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Advisory Board Member Start Date: 9/1/2015 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help the students with mock interviews, resumes, and determine which business school program they would like to apply to. Name: Utah Valley University Investment Related: No Address: 800 W. University Parkway Orem UT 84058 Nature of Business: Other Other/None of the Above None of the above Position, Title or Relationship: Adjunct Professor Start Date: 8/30/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Teaching Name: White Cap Wealth Management Investment Related: Yes Address: 3325 N. University Ave. Suite 150 Provo US - US Territory 84604 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: CFO, Treasurer Start Date: 8/10/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Run the day to day operations of the business. Keep corporations notes. Name: I will be doing this under my own name. Keith C. Johnston. I do not plan to market this business or grow it beyond helping the company Aquatherm that already reached out to me. Investment Related: No Address: 1232 N. 990 W. Pleasant Grove UT 84062 Nature of Business: Consulting; Tax/Accounting/CPA Position, Title or Relationship: Managerial accounting consultant Start Date: 6/15/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I will be consulting the CEO of Aquatherm on their managerial accounting. I will not be preparing any taxes or audits. The CEO wants to better understand his manufacturing costs. His company makes pipes and wants me to prepare an activity based costing in regards to his manufacturing. Name: MOBUFF LLC POSITION: Member of the LLC NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 11/17/2020 ADDRESS: 67 N. Center St., American Fork UT 84003 DESCRIPTION: Purchase the property and help the current renters Name: KEITH C. JOHNSTON POSITION: Notary NATURE: Notary INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2023 ADDRESS: 67 N. Center St., American Fork UT 84003 DESCRIPTION: I will notarized documents when people need them. I do not plan to market or promote my services as a notary, but will serve people who pass along my information by word of mouth. Name: KEITH C JOHNSTONPOSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2024 ADDRESS: 1232 N. 990 W., Pleasant Grove UT 84062, United States DESCRIPTION: I will be preparing some tax returns for clients. I will be utilizing my CPA and accounting background to do this for clients. Name: KEITH JOHNSTON POSITION: Head Coach NATURE: Coaching INVESTMENT RELATED: No # OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 700 E. 200 S., Pleasant Grove UT 84062, United States DESCRIPTION: Coach the high school girls tennis team.

Exams

• S66 Uniform Combined State Law Examination
  2014-09-23