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900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-09-25 |
| TX | RA | APPROVED | 2025-09-24 |
Branch Locations
900 S. Capital Of Tx Highway Suite 350, Austin, TX 78746 • United States
6565 Americas Pkwy, #720, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Albuquerque | NM | 11/2015 | 04/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 12/2015 | 04/2017 |
| Morgan Stanley | Albuquerque | NM | 09/2016 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Albuquerque | NM | 07/2017 | 03/2019 |
| Bank Of America, N.A. | Albuquerque | NM | 07/2017 | 03/2019 |
| Wells Fargo Advisors Financial Network, Llc | Albuquerque | NM | 03/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Albuquerque | NM | 08/2020 | 09/2025 |
| Unemployed | Albuquerque | NM | 04/2020 | 08/2020 |
| Hub Investment Partners | Austin | TX | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-27 |
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