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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-25 |
| FL | RA | APPROVED | 2021-11-17 |
Branch Locations
3109 W Dr Martin Luther King Jr Suite 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Clearwater | FL | 07/2014 | 11/2016 |
| Wells Fargo Bank Na | Clearwater | FL | 07/2010 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Clearwater | FL | 11/2016 | 10/2018 |
| Synovus Bank | Palm Harbor | FL | 10/2018 | 05/2021 |
| Synovus Securities, Inc. | Palm Harbor | FL | 10/2018 | 05/2021 |
| Wells Fargo Bank, Na | New Port Richey | FL | 05/2021 | 10/2021 |
| Wells Fargo Clearing Services, Llc | New Port Richey | FL | 05/2021 | 10/2021 |
| Fisher Investments | Tampa | FL | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-03 |
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