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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-13 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Englewood | CO | 02/2012 | 10/2018 |
| Wells Fargo Advisors Llc | Englewood | CO | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Englewood | CO | 11/2016 | 10/2018 |
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 10/2018 | 01/2025 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 01/2025 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-11 |
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