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David Pendleton

Edward Jones

Milford, CT

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-28
CT RA APPROVED 2024-12-11
  • TX RA
    APPROVED
    Since 2025-01-28
  • CT RA
    APPROVED
    Since 2024-12-11

Branch Locations

247 Broad Street Suite 1, Milford, CT 06460-0000 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo & Company Pleasanton CA 05/2011 07/2019
Edward Jones St Louis MO 10/2024 Present
Nuvei Scottsdale AZ 05/2022 05/2024
Jpmorgan Chase & Co New Haven CT 04/2022 05/2022
Unemployed Hamden CT 01/2022 04/2022
University Of New Haven West Haven CT 09/2021 12/2021
Ofx San Francisco CA 07/2019 10/2021
University Of New Haven West Haven CT 01/2023 10/2024
  • 05/2011 → 07/2019
    Wells Fargo & Company
    Pleasanton, CA
  • 10/2024 → Present
    St Louis, MO
  • 05/2022 → 05/2024
    Nuvei
    Scottsdale, AZ
  • 04/2022 → 05/2022
    Jpmorgan Chase & Co
    New Haven, CT
  • 01/2022 → 04/2022
    Unemployed
    Hamden, CT
  • 09/2021 → 12/2021
    University Of New Haven
    West Haven, CT
  • 07/2019 → 10/2021
    Ofx
    San Francisco, CA
  • 01/2023 → 10/2024
    University Of New Haven
    West Haven, CT
Other Businesses

University of New Haven Type of business: Coaching Students West Haven, CT Start date: 1/1/2023 Head Esports Coach Hours per week: 15 Hours during trading: 0 I help coach and develop students in two different video games that are played competitively at the collegiate level. We work on in-game strategy, leadership, mechanics, and teamwork.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-09
S63 Uniform Securities Agent State Law Examination 2017-02-21
  • S66 Uniform Combined State Law Examination
    2024-12-09
  • S63 Uniform Securities Agent State Law Examination
    2017-02-21
Other Names
  • David Edward Pendleton

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