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Carl Francis Maes

Edward Jones

Tucson, AZ

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-05-22
AZ RA APPROVED 2017-10-06
  • TX RA
    APPROVED_RES
    Since 2019-05-22
  • AZ RA
    APPROVED
    Since 2017-10-06

Branch Locations

3005 W Ina Rd #101, Tucson, AZ 85741 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 01/2015 06/2017
The Rising School Tucson AZ 08/2017 10/2017
Edward Jones St Louis MO 10/2017 Present
  • 01/2015 → 06/2017
    Axa Advisors, Llc
    New York, NY
  • 08/2017 → 10/2017
    The Rising School
    Tucson, AZ
  • 10/2017 → Present
    Edward Jones
    St Louis, MO
Previous Registrations
Other Businesses

Equitable Distribution Holding Corp Syracuse, NY Start date: 6/21/2021 Hours per week: 0 Hours during trading: 0 No responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-29
S63 Uniform Securities Agent State Law Examination 2015-03-05
  • S66 Uniform Combined State Law Examination
    2015-05-29
  • S63 Uniform Securities Agent State Law Examination
    2015-03-05
Other Names
  • Carl Maes

View on SEC IAPD

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DARREN GRANT HESSELINK
DANIEL SHAY NENTL
DAVID A. NIICHEL
EMILY MARIE Delgado
DAVID CUNNINGHAM RENZI

Other Offices

IRONWOOD FINANCIAL, LLC · TUCSON, AZ
IRONWOOD FINANCIAL, LLC · TUCSON, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TUCSON, AZ
WELLS FARGO CLEARING SERVICES, LLC · TUCSON, AZ
ALLSTATE FINANCIAL ADVISORS, LLC · Tucson, AZ
AIO FINANCIAL, LLC · TUCSON, AZ
EDWARD JONES · TUCSON, AZ
FINANCIAL DIRECTIONS LLC · TUCSON, AZ

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