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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-01-16 |
| TN | RA | APPROVED | 2026-01-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2014 | 02/2019 |
| Jjb Hilliard Wl Lyons Llc | Kingsport | TN | 02/2019 | 02/2024 |
| Robert W. Baird & Co. Incorporated | Kingsport | TN | 10/2019 | 02/2024 |
| Lpl Financial Llc | San Diego | CA | 02/2024 | Present |
1)01/26/2024 - triWealth Connect - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2024 2) 01/23/2024- The wealth Connect- DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2024 3)01/23/2024 - Notary - State of TN - Inv Rel - Start: 02/2021 - 1 Hr/Mth 4)01/23/2024 - Tri Cities Dance company - Business Entity For Tax/Investment Purposes Only - Owner - Non-Inv Rel - Kingsport, TN - Start: 07/2019 - 10 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-03 |
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