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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-06-14
  • PA RA
    APPROVED
    Since 2024-06-14

Branch Locations

2125 East College Ave Suite 101, State College, PA 16801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leonard Fiore Construction Altoona PA 05/2007 Present
Next Financial State College PA 12/2014 03/2019
Securities America, Inc. State College PA 03/2019 06/2024
Securities America Advisors, Inc. State College PA 03/2019 06/2024
Osaic Wealth, Inc. State College PA 06/2024 Present
Osaic Wealth, Inc. State College PA 06/2024 Present
  • 05/2007 → Present
    Leonard Fiore Construction
    Altoona, PA
  • 12/2014 → 03/2019
    Next Financial
    State College, PA
  • 03/2019 → 06/2024
    Securities America, Inc.
    State College, PA
  • 03/2019 → 06/2024
    Securities America Advisors, Inc.
    State College, PA
  • 06/2024 → Present
    State College, PA
  • 06/2024 → Present
    State College, PA
Previous Registrations
  • 2019-03-22 → 2024-06-14
    Securities America Advisors, Inc.
    State College, PA
  • 2015-08-29 → 2019-03-25
    Next Financial Group, Inc.
    State College, PA
Other Businesses

Securities America Advisors Position: Advisory Nature: Advisory Investment Related: Yes Hours: 80 Securities Trading Hours: 60 Start Date: 03/22/2019 Address: 2125 East College Avenue Suite 101, State College PA 16801 Nittany Brokerage Services, Inc. Position: Referrals Nature: Life, Health, Vision & Dental Referrals Investment Related: No Hours: 4 Securities Trading Hours: 2 Start Date: 12/22/2014 Address: 2125 E. College Ave. Suite 101, State College PA 16801 DBA: NITTANY BROKERAGE HILLWOOD CONSTRUCTION SERVICES, INC. POSITION: Preconstruction Manager NATURE: Preconstruction Manager INVESTMENT RELATED: No NUMBER OF HOURS: 87 SECURITIES TRADING HOURS: 87 START DATE: 01/31/2022 ADDRESS: 5050 Tilghman Street, Allentown PA 18104, United States DESCRIPTION: Providing preconstruction services for warehouse construction.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-29
  • S66 Uniform Combined State Law Examination
    2015-08-29

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