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Chelsea Marie Roth

LPl Financial LLC

Madison, WI

Middleton, WI

Verona, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-03-24
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

216 Price Place, Madison, WI 53705 • United States

7447 University Ave, Middleton, WI 53562 • United States

Verona, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bmo Harris Financial Advisors Madison WI 07/2017 06/2019
Epic Systems Corporation Verona WI 06/2015 07/2017
Bmo Harris Financial Advisors Madison WI 06/2019 Present
Lpl Financial Llc Madison WI 03/2021 Present
  • 07/2017 → 06/2019
    Bmo Harris Financial Advisors
    Madison, WI
  • 06/2015 → 07/2017
    Epic Systems Corporation
    Verona, WI
  • 06/2019 → Present
    Bmo Harris Financial Advisors
    Madison, WI
  • 03/2021 → Present
    Lpl Financial Llc
    Madison, WI
Previous Registrations
  • 2017-11-27 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Madison, WI
    Madison, WI
    Madison, WI
    Chicago, IL
    Madison, WI
    Madison, WI
    Madison, WI
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - MADISON, WI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
  • S66 Uniform Combined State Law Examination
    2017-11-27
Other Names
  • Chelsea Marie Sheedy

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
LPL ENTERPRISE, LLC
CLF ASSET MANAGEMENT, INC.
EAGLE STRATEGIES LLC
VALMARK ADVISERS, INC.
GREENPOINT ASSET MANAGEMENT V LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ASSOCIATED INVESTMENT SERVICES, INC.

Other Investors

KRISTY LYNN REED
Gavin Wishart
SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI

More in Madison, WI

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