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190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-04-02 |
Branch Locations
190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States
55 Post Rd W Suite 300, Westport, CT 06880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer | New York | NY | 07/2014 | 08/2017 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 08/2017 | 03/2026 |
| Jpmorgan Securities, Llc | New York | NY | 08/2017 | 03/2026 |
| Focus Partners Wealth, Llc | Saint Louis | MO | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-12 |
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