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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-07-29
  • NJ RA
    APPROVED
    Since 2022-07-29

Branch Locations

55 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Calton & Associates, Inc. Matawan NJ 07/2014 10/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Staten Island NY 12/2018 03/2022
Bank Of America, N.A. Staten Island NY 01/2019 03/2022
Unemployed Staten Island NY 03/2022 05/2022
Td Ameritrade Short Hills NJ 05/2022 06/2024
Charles Schwab & Co. Inc. Red Bank NJ 05/2022 Present
Td Ameritrade Investment Management, Llc. Short Hills NJ 06/2022 06/2024
Charles Schwab Bank, Ssb Red Bank NJ 07/2024 Present
  • 07/2014 → 10/2018
    Matawan, NJ
  • 12/2018 → 03/2022
    Staten Island, NY
  • 01/2019 → 03/2022
    Bank Of America, N.A.
    Staten Island, NY
  • 03/2022 → 05/2022
    Unemployed
    Staten Island, NY
  • 05/2022 → 06/2024
    Td Ameritrade
    Short Hills, NJ
  • 05/2022 → Present
    Red Bank, NJ
  • 06/2022 → 06/2024
    Td Ameritrade Investment Management, Llc.
    Short Hills, NJ
  • 07/2024 → Present
    Charles Schwab Bank, Ssb
    Red Bank, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-19
S63 Uniform Securities Agent State Law Examination 2014-11-05
  • S66 Uniform Combined State Law Examination
    2018-06-19
  • S63 Uniform Securities Agent State Law Examination
    2014-11-05

View on SEC IAPD

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