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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-07-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Calton & Associates, Inc. | Matawan | NJ | 07/2014 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Staten Island | NY | 12/2018 | 03/2022 |
| Bank Of America, N.A. | Staten Island | NY | 01/2019 | 03/2022 |
| Unemployed | Staten Island | NY | 03/2022 | 05/2022 |
| Td Ameritrade | Short Hills | NJ | 05/2022 | 06/2024 |
| Charles Schwab & Co. Inc. | Red Bank | NJ | 05/2022 | Present |
| Td Ameritrade Investment Management, Llc. | Short Hills | NJ | 06/2022 | 06/2024 |
| Charles Schwab Bank, Ssb | Red Bank | NJ | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-05 |
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