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Scott Franklin Richey

Charles Schwab & Co., Inc.

Birmingham, MI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-01-26
  • MI RA
    APPROVED
    Since 2022-01-26

Branch Locations

105 Willits Street, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab And Co., Inc. Southfield MI 12/2022 Present
Charles Schwab Bank Birmingham MI 11/2023 Present
Td Ameritrade Inc. Southfield MI 09/2008 12/2022
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Southfield, MI
  • 11/2023 → Present
    Charles Schwab Bank
    Birmingham, MI
  • 09/2008 → 12/2022
    Td Ameritrade Inc.
    Southfield, MI
Previous Registrations
  • 2010-01-04 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Birmingham, MI
  • 2008-11-05 → 2022-10-14
    Td Ameritrade, Inc.
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-04
S63 Uniform Securities Agent State Law Examination 1999-05-24
  • S66 Uniform Combined State Law Examination
    2008-11-04
  • S63 Uniform Securities Agent State Law Examination
    1999-05-24
Other Names
  • Scott Franklin Richey

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI
RISK PARADIGM GROUP, LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
INNOVIA WEALTH, LLC · Birmingham, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BIRMINGHAM, MI
TOWNSEND STREET CAPITAL MANAGEMENT · BIRMINGHAM, MI

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