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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-29
  • MI RA
    APPROVED
    Since 2023-06-29

Branch Locations

50 W Big Beaver Rd Suite 600, Troy, MI 48084 • United States

Commerce Township, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Baron Wealth Management, Llc Troy MI 03/2016 07/2017
Baron Wealth Management, Llc Troy MI 01/2017 07/2017
Voya Financial Advisors Marinette MI 07/2017 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Oakland University Rochester MI 03/2022 11/2025
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Previous Registrations
Other Businesses

1. NAME OF ENTITY:HORIZON ADVISERS; Yes; 5455 CORPORATE DR STE 210; TROY; MI; 48098; FINANCIAL SERVICES/DBA; Financial Planner; 8/7/2017; 200; 160; SALE OF FIXED INSURANCE,SECURITIES,INVESTMENT PRODUCTS/GENERAL CPA PRACTICE. Horizon Adviser University (HAU) is part of the Horizon Adviser DBA, and the purpose of HAU is to educate. We keep our approved videos, podcast, blogs, etc. all here in one central place; 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 5455 Corporate Drive Suite 210; Troy; MI; 48098; Fixed Insurance Sales; Independent Insurance Agent; 11/5/2020; 80; 60; Sales of Fixed Insurance Products; 3. NAME OF OTHER BUSINESS: MESSINA FINANCIAL GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT, ACCOUNTING AND PAYROLL FOR BUSINESS ACTIVITY;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-08-19
S65 Uniform Investment Adviser Law Examination 2017-01-06
  • S63 Uniform Securities Agent State Law Examination
    2017-08-19
  • S65 Uniform Investment Adviser Law Examination
    2017-01-06
Designations
Other Names
  • Louis Messina
  • Louis Michael Messina

View on SEC IAPD

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