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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
655 Fox Run Road Suite B, Findlay, OH 45840 • United States
1848 E Perry St Suite 100, Port Clinton, OH 43452 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Findlay | OH | 05/2015 | 11/2024 |
| Prudential Insurance Company Of America | Findlay | OH | 05/2015 | Present |
| Lpl Enterprise, Llc | Findlay | OH | 11/2024 | Present |
1.08/24/2026; Wapakoneta Alumni Basketball Tournament; Non-Profit Board Member; Not Investment Related; Wapakoneta,OH; Start Date 09/11/2025; 2hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-15 |
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