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521 Sw 11Th Avenue Suite 200, Portland, OR 97205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-02-14 |
| OR | RA | APPROVED | 2025-02-13 |
Branch Locations
521 Sw 11Th Avenue Suite 200, Portland, OR 97205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hd Vest Investment Services | Fort Worth | TX | 01/2017 | 04/2018 |
| Mesch Mcbride, Pllc | Fort Worth | TX | 07/2014 | 08/2022 |
| Hdvest Advosry Investment Services | Ft Worth | TX | 06/2017 | 04/2018 |
| Commonwealth Financial Network | San Diego | CA | 04/2018 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 09/2022 | 03/2023 |
| M Holdings Securities, Inc. | Portland | OR | 03/2023 | 01/2025 |
| Phillips And Company Advisors Llc | Portland | OR | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-30 |
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