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Mark R Baker

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-09
  • IL RA
    APPROVED
    Since 2024-12-09

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Orland Park IL 06/2019 02/2023
Crosstown Realtors Homer Glen IL 05/2018 05/2019
Crosstown Realtors Homer Glen IL 05/2017 08/2017
Illinois State University Normal IL 08/2016 05/2017
Illinois State Unversity Normal IL 08/2017 05/2018
Morgan Stanley Private Bank, N.A. New York NY 06/2019 02/2023
Alliancebernstein Nashville TN 02/2023 11/2024
First Trust Portfolios L.P. Wheaton IL 12/2024 Present
First Trust Advisors L.P. Wheaton IL 12/2024 Present
  • 06/2019 → 02/2023
    Morgan Stanley
    Orland Park, IL
  • 05/2018 → 05/2019
    Crosstown Realtors
    Homer Glen, IL
  • 05/2017 → 08/2017
    Crosstown Realtors
    Homer Glen, IL
  • 08/2016 → 05/2017
    Illinois State University
    Normal, IL
  • 08/2017 → 05/2018
    Illinois State Unversity
    Normal, IL
  • 06/2019 → 02/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 02/2023 → 11/2024
    Alliancebernstein
    Nashville, TN
  • 12/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 12/2024 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-20
  • S66 Uniform Combined State Law Examination
    2019-12-20
Other Names
  • Mark R Baker
  • Mark Baker

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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