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Current Employers
Sax Wealth Advisors, Llc

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-16
NJ RA APPROVED 2017-10-23
  • FL RA
    APPROVED
    Since 2025-01-16
  • NJ RA
    APPROVED
    Since 2017-10-23

Branch Locations

389 Interpace Parkway Suite 3, Parsippany, NJ 07054 • United States

12574 Flagler Center Boulevard Suite 101, Jacksonville, FL 32258 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Gm Financial Group, Llc Pennington NJ 07/2014 12/2017
Sax Wealth Advisors, Llc Parsippany NJ 10/2017 Present
  • 07/2014 → 12/2017
    The Gm Financial Group, Llc
    Pennington, NJ
  • 10/2017 → Present
    Parsippany, NJ
Previous Registrations
  • 2014-09-02 → 2017-12-31
    The Gm Group
    Pennington, NJ
Other Businesses

Munn Taxes LLC | Not investment-related | 27 Landing Street, St. Johns, FL 32259 | Tax return preparation | Owner | Began 01/01/2023 | 20 hours devoted per month, 0 during securities trading hours | Prepares tax returns for individuals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-21
  • S65 Uniform Investment Adviser Law Examination
    2014-08-21
Designations

View on SEC IAPD

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