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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-03-28
  • VA RA
    APPROVED
    Since 2022-03-28

Branch Locations

140 Eastshore Dr Suite 105, Glen Allen, VA 23059 • United States

Henrico, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Investors Corporation Glen Allen VA 07/2014 06/2019
Firever Pines Llc Henrico VA 10/2017 Present
Cetera Investment Services Llc Glen Allen VA 06/2019 Present
Cetera Investment Advisers Llc Glen Allen VA 03/2022 Present
  • 07/2014 → 06/2019
    First Investors Corporation
    Glen Allen, VA
  • 10/2017 → Present
    Firever Pines Llc
    Henrico, VA
  • 06/2019 → Present
    Cetera Investment Services Llc
    Glen Allen, VA
  • 03/2022 → Present
    Glen Allen, VA
Other Businesses

The name of the other business-- FirEver Pines, LLC whether the business is investment related--it is not related to the investment business in anyway the address of the other business--currently home address 6604 Carmel Road Henrico, VA 23228 the nature of the other business--Christmas Tree Farm your position, title, or relationship with the other business--Co-Owner the start date of your relationship--officially got the LLC 12/25/2016 but have not conducted business until October 2017 the approximate number of hours you devote to the other business--approximately two months out of the year the number of hours you devote to the other business during securities trading hours--0 hours it is a weekend and evening business briefly describe your duties relating to the other business--Christmas Tree Farm owners direct all activities on a Christmas tree farm. Such as hire, train, and supervise a staff of forestry, sales, and customer service workers to operate the farm.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-21
S63 Uniform Securities Agent State Law Examination 2015-05-18
  • S66 Uniform Combined State Law Examination
    2022-03-21
  • S63 Uniform Securities Agent State Law Examination
    2015-05-18
Other Names
  • Angelica D Thompson
  • Angelica Domenique Thompson

View on SEC IAPD

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