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Current Employers
Gladstone Wealth Partners

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-21
TX RA APPROVED_RES 2024-10-01
NE RA APPROVED 2024-06-24
CA RA APPROVED 2024-06-21
  • NC RA
    APPROVED
    Since 2025-11-21
  • TX RA
    APPROVED_RES
    Since 2024-10-01
  • NE RA
    APPROVED
    Since 2024-06-24
  • CA RA
    APPROVED
    Since 2024-06-21

Branch Locations

12801 Pierce St. Suite 100, Omaha, NE 68144 • United States

2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Platinum Wealth Partners Tampa FL 09/2015 03/2017
Comprehensive Asset Management & Servicing, Inc. Parsippany NJ 10/2015 12/2016
Tcfg Wealth Management, Llc Laguna Niguel CA 12/2016 05/2018
Tcfg Investment Advisors, Llc Laguna Niguel CA 03/2017 05/2018
Axxcess Wealth Management, Llc Carlsbad CA 05/2018 06/2024
Arete Wealth Management, Llc Carlsbad CA 05/2018 06/2024
Gladstone Wealth Partners Mooresville NC 06/2024 Present
  • 09/2015 → 03/2017
    Platinum Wealth Partners
    Tampa, FL
  • 10/2015 → 12/2016
    Comprehensive Asset Management & Servicing, Inc.
    Parsippany, NJ
  • 12/2016 → 05/2018
    Tcfg Wealth Management, Llc
    Laguna Niguel, CA
  • 03/2017 → 05/2018
    Laguna Niguel, CA
  • 05/2018 → 06/2024
    Carlsbad, CA
  • 05/2018 → 06/2024
    Arete Wealth Management, Llc
    Carlsbad, CA
  • 06/2024 → Present
    Mooresville, NC
Previous Registrations
Other Businesses

[1] HEK & DEK, LLC; Non-Investment Related; Carlsbad, CA; LLC for business revenue and expenses; Sole Member; Start 12/2016; 2 hours/month, not during securities trading hours; duties include handling expenses and revenues. [2] Milwaukee Brewers Fantasy Camp; Non-Investment Related; Phoenix, AZ; Baseball; Camp Instructor; Start 01/2020; 30 hours each year in January; during securities trading hours; Teach baseball. [3] MLB Youth Clinic; Non-Investment Related; Irvine, CA; Baseball; Contractor; Start 06/2023; 2 hours/month, not during securities trading hours; Teach baseball. [4] 06/2024 - Gladstone Institutional Advisory, LLC - Registered Investment Advisor DBA - Silverleaf Wealth Management - INV REL - At Reported Business Location(s) - 160 hours a month during securities trading [5] 07/2024 - Rental Property - Non-Investment related - 104 Gammon Point Ct. Mooresville NC - 0 hours a month during securities trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-28
  • S66 Uniform Combined State Law Examination
    2012-02-28
Other Names
  • Scott Randall Karl
  • Scott Karl

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