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2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-11-21 |
| TX | RA | APPROVED_RES | 2024-10-01 |
| NE | RA | APPROVED | 2024-06-24 |
| CA | RA | APPROVED | 2024-06-21 |
Branch Locations
12801 Pierce St. Suite 100, Omaha, NE 68144 • United States
2000 Pga Blvd. Suite 4440, Palm Beach Gardens, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Platinum Wealth Partners | Tampa | FL | 09/2015 | 03/2017 |
| Comprehensive Asset Management & Servicing, Inc. | Parsippany | NJ | 10/2015 | 12/2016 |
| Tcfg Wealth Management, Llc | Laguna Niguel | CA | 12/2016 | 05/2018 |
| Tcfg Investment Advisors, Llc | Laguna Niguel | CA | 03/2017 | 05/2018 |
| Axxcess Wealth Management, Llc | Carlsbad | CA | 05/2018 | 06/2024 |
| Arete Wealth Management, Llc | Carlsbad | CA | 05/2018 | 06/2024 |
| Gladstone Wealth Partners | Mooresville | NC | 06/2024 | Present |
[1] HEK & DEK, LLC; Non-Investment Related; Carlsbad, CA; LLC for business revenue and expenses; Sole Member; Start 12/2016; 2 hours/month, not during securities trading hours; duties include handling expenses and revenues. [2] Milwaukee Brewers Fantasy Camp; Non-Investment Related; Phoenix, AZ; Baseball; Camp Instructor; Start 01/2020; 30 hours each year in January; during securities trading hours; Teach baseball. [3] MLB Youth Clinic; Non-Investment Related; Irvine, CA; Baseball; Contractor; Start 06/2023; 2 hours/month, not during securities trading hours; Teach baseball. [4] 06/2024 - Gladstone Institutional Advisory, LLC - Registered Investment Advisor DBA - Silverleaf Wealth Management - INV REL - At Reported Business Location(s) - 160 hours a month during securities trading [5] 07/2024 - Rental Property - Non-Investment related - 104 Gammon Point Ct. Mooresville NC - 0 hours a month during securities trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-28 |
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