Daniel Lee Sonntag

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 05/2005 → Present
  Sonntag Enterprises, Inc.
  Albuquerque, NM
• 01/2012 → 12/2017
  New Mexico Business Coalition
  Albuquerque, NM
• 06/2024 → Present
  Ancho Llc
  Scottsdale, AZ

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: SONNTAG ENTERPRISES, INC. NON-INVESTMENT RELATED ADDRESS (CITY/STATE): ALBUQUERQUE, NM NATURE OF BUSINESS: REAL ESTATE & NONPROFIT ASSOCIATION MANAGEMENT POSITION: CONSULTANT START DATE: 5/2005 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CONSULTING ON HUMAN CAPITAL MANAGEMENT AND BUSINESS STRATEGY NAME OF BUSINESS: NU EPSILON EDUCATION FUND KAPPA SIGMA ALUMNI CHAPTER NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: BOARD MEMBERSHIP/FINANCE COMMITTEE POSITION: TREASURER START DATE: 06/2017 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TREASURER FOR BOARD NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED ADDRESS (City/State): SCOTTSDALE, AZ POSITION: LANDLORD/OWNER START DATE: 04/2022 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: ANCHO LLC INVESTMENT RELATED ADDRESS (CITY/STATE): SCOTTSDALE, AZ NATURE OF BUSINESS: REAL ESTATE, TRAVEL, & PET PRODUCTS POSITION: OWNER START DATE: 6/2024 APPROX. HOURS/MONTH: 30 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWN AND RUN THE LLC

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-08-13

Designations

• Certified Financial Planner

Other Names

• Daniel Sonntag